OPTIONS STRATEGIES·BULLISH·1 LEG + STOCK

Protective put

Hold stock and buy a put as insurance. Caps downside at the put strike; gives up some upside to pay the premium.

INPUTS
Underlying price
$
Centers the payoff chart and computes P&L at this price.
Stock position
Shares
Entry
$
LEGS
Long put
Type
Side
Strike
$
Qty
Premium
$
RESULT
BE $101.50spot $100.00
$60.001 strike$140.00
P&L at current spot (expiry)
−$150
Net debit−$10,150
Max profitUnlimited
Max loss−$650
Breakeven$101.50
Stock cost basis+$10,000
Premium paid+$150
RISK PROFILE
Max profit
Unlimited (stock can rise) minus premium
Max loss
(Stock entry − put strike) × shares + premium
Breakeven
Stock entry + (premium ÷ shares)
HOW IT WORKS

How a protective put works

A protective put is 100 shares you own plus a put bought against them. The put sets a floor: below its strike, every dollar the stock loses is offset by a dollar the put gains. You keep all the upside above your cost, minus the premium paid.

It is insurance, and it behaves like insurance. You pay a premium for a defined term, you hope not to need it, and it expires. Buying protection repeatedly is a real drag on returns — the honest way to frame it is as the cost of holding a position through a period you could not otherwise sit through.

The strike is the deductible. A put close to the current price costs more and protects sooner; one further out costs less and lets the stock fall further before protection begins. Your true maximum loss is the distance from your basis down to the strike, plus the premium.

WORKED EXAMPLE

A worked example

You own 100 shares of XYZ bought at $100. The stock trades at $100 and you want protection through an uncertain quarter, so you buy one $95 put expiring in 60 days for $2.00 per share.

Premium paid
$2.00 × 100 = $200
Breakeven on the stock
$100 basis + $2.00 = $102.00
Max loss
($100 − $95 + $2.00) × 100 = $700, regardless of how far XYZ falls
At expiry, XYZ = $70
Stock −$3,000, put +$2,500, premium −$200 = −$700
At expiry, XYZ = $115
Stock +$1,500 − $200 premium = +$1,300, put expires worthless

The $70 row is the point of the trade: a 30% decline costs $700 instead of $3,000. The $115 row is the cost: the premium is gone whether or not you needed it.

FIT

When a protective put fits — and when it doesn't

Consider it when
  • You hold a large unrealised gain you do not want to sell, often for tax reasons.
  • A specific event you cannot sit through falls inside a known window.
  • The position is large enough relative to the account that a normal drawdown would force a bad decision.
Think twice when
  • As a standing policy. Continuous protection is a continuous cost and will materially reduce long-run returns.
  • Implied volatility is already elevated — you are buying insurance after the fire alarm.
  • The position is small enough that you could simply hold through the drawdown, or sell.
FAQ

Common questions

What is the maximum loss on a protective put?

(Cost basis − put strike + premium) × 100. Shares bought at $100 with a $95 put costing $2.00 cap the loss at $700 per 100 shares no matter how far the stock falls.

Is a protective put the same as a stop-loss?

No, and the difference matters most when it counts. A stop becomes a market order and can fill far below your trigger in a gap. A put holds its strike regardless of how the stock gets there, including overnight.

How does it compare to a collar?

A collar adds a short call to fund the put, often reducing the cost to near zero. The trade is that a collar also caps your upside, while a protective put leaves it fully intact.

Which strike should I buy?

Treat it as choosing a deductible. Nearer strikes cost more and start protecting sooner; further strikes are cheaper and accept more loss first. Match the strike to the drawdown you genuinely cannot tolerate.

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